文献类型：期刊文献

中文题名：产学研合作与后发国家创新主体能力演变——以中国高铁产业为例

英文题名：Industry-university-research institute collaboration and the evolution of innovation ability of innovators in later-deveopment countries——Evidence from the China’s high-speed rail industry

作者：张艺[1];陈凯华[2,3];朱桂龙[4]

机构：[1]广东海洋大学管理学院,广东湛江524088;[2]中国科学院科技战略咨询研究院,北京100190;[3]中国科学院大学公共政策与管理学院,北京100194;[4]华南理工大学工商管理学院,广东广州510641

年份：2018

卷号：36

期号：10

起止页码：1896

中文期刊名：科学学研究

外文期刊名：Studies in Science of Science

收录：CSTPCD、、国家哲学社会科学学术期刊数据库、CSCD_E2017_2018、北大核心2017、CSSCI2017_2018、北大核心、CSCD、CSSCI

基金：国家自然科学基金青年项目(71804028);教育部人文社会科学研究青年基金项目(18YJC630251);湛江市哲学社会科学规划项目(ZJ18YB13)

语种：中文

中文关键词：产学研合作;创新能力;巴斯德象限;后发国家;中国高铁

外文关键词：industry - university - research institute collaboration ;innovation capability ;pasteur quadrants ;later- developing countries;China＇s high -speed rail industry

中文摘要：本文以中国高铁领域的产学研合作为研究案例,试图探究学研机构与企业在参与产学研合作过程中双方创新能力的演变过程,以揭示后发国家在技术追赶过程中创新主体创新能力的演进机理。本文发现学研机构与企业在巴斯德象限（以应用为导向的基础研究）领域加强产学研合作可以实现双方共赢。其中,产学研合作推动了企业技术能力的不断演变（技术消化吸收→技术改进优化→技术原始创新）,同时也推动了学研机构学术能力的不断发展（前沿技术科学原理的追踪研究→突破性研究→引领性研究）。本文研究对后发国家推动产业转型升级,尤其高端装备制造业不断发展具有一定的实践启示意义。

外文摘要：Taking industry-university-research institute（IUR） collaboration in the high-speed rail industry as the research sample,this paper attempts to explore the evolution of innovation ability of the academic institutions and enterprises that jump into the IUR collaboration.In this manner,the evolution mechanism of innovation ability of main body in the developing countries during the technology catch-up process will be revealed.This paper finds that both academic institutions and enterprises can get mutual benefits from the IUR collaboration in the pasteur quadrants（application-oriented basic research field）.In particular,the IUR collaboration not only promotes the continuous evolution of enterprise technical ability（Digestion and absorption of technology → Improved optimization of technology → Original technological innovation） but also drives the continuous evolution of academic ability of academic institutions（Tracking the basic theory of cutting-edge science and technology → Radical research on cutting-edge science and technology → Pioneer research on cutting-edge science and technology）.Moreover,this study also presents some inspiration for the developing countries which give impetus to industrial transformation and upgrading and accelerate the development of high-end equipment manufacturing.