文献类型：期刊文献

中文题名：后发国家产业核心技术追赶的产学研合作创新机制——基于中国高铁产业的案例分析

英文题名：The Mechanism of Industry-University-Research Institute Collaboration Innovation for Catching Up in Industrial Core Technologies in Latecomer Countries: A Case Study Based on China's High-speed Rail Industry

作者：张艺[1];陈凯华[2];周志勇[3]

机构：[1]广东海洋大学管理学院;[2]中国科学院大学公共政策与管理学院;[3]中国中车集团有限公司战略规划与投资部

年份：2024

卷号：40

期号：11

起止页码：20

中文期刊名：管理世界

外文期刊名：Journal of Management World

收录：北大核心2023、CSTPCD、、国家哲学社会科学学术期刊数据库、CSSCI2023_2024、北大核心、社科基金资助期刊、CSSCI

基金：国家杰出青年科学基金项目(72025403);国家自然科学基金面上项目(72274042);国家社科基金重大项目(23ZDA060);广东省自然科学基金面上项目(2024A1515012264;2022A1515011296);广东省哲学社会科学规划共建项目(GD22XGL38);广东海洋大学人文社会科学研究项目(C22803)和广东海洋大学研究生教育创新计划项目(优秀研究生学位论文培育项目/202340)的资助。

语种：中文

中文关键词：后发国家;技术追赶;产业技术能力;产学研合作;中国高铁产业

外文关键词：latecomer countries;technology catch-up;industrial technology capability;industry-university-research institute collaborations;China's high-speed rail industry

中文摘要：后发国家如何构建起有效的产学研合作机制来支撑产业核心技术追赶?中国高铁产业成功案例很好地回答了这个理论议题。本文基于该案例,从创新链视角去探讨产学研合作和后发国家产业技术追赶之间的联动关系。研究发现:(1)产学研创新主体在政府政策和市场用户需求拉动的共同影响下,形成了支撑后发产业部门培育发展产业核心技术能力的本土创新共同体,它们成为了后发国家开展核心技术追赶和突破的核心力量;(2)产学研创新主体在“逆向反求”和“正向设计”的驱动机制作用下,在创新链上游的科学理论研究、中游的共性技术开发和下游的产品技术商业化等环节形成一个相互促进、相互反馈的产学研协同创新机制,成为了后发国家培育本土技术创新能力和实现技术追赶的重要组织模式和制度安排;(3)以产业界为核心的“知识利用系统”和以学术界为核心的“知识创造系统”之间耦合互动,推动科学、技术和产品知识在学术界和产业界之间双向流动,有助于产业核心技术能力不断升级跃迁,由生产性专用技术能力发展到应用性平台技术能力,再发展到基础性前沿技术能力来支撑技术追赶。本研究为后发国家如何通过产学研合作来协助产业部门实现核心技术追赶具有重要实践启示意义。

外文摘要：How can the Latecomer Countries build up an effective innovation mechanism of Industry-University-Research Institute Collaborations(IURC) to help them catch up in industrial core technologies? The successful case of China's high-speed railway industry is a good example to answer this theoretical question. This paper takes China's high-speed rail industry as a case study to systematically explore how latecomer countries build effective IURC modes and mechanisms to promote the catch-up of industrial core technologies from an innovation chain perspective. It is found that:(1) Driven by government policies and market demand, the realms of academia, research institutes,and industry have formed a local innovation community to support the development of core technology capacity in latecomer industrial sectors, and they become a core force to promote the catch-up and breakthrough of industrial core technologies in latecomer countries;(2) Through the driving mechanisms of "backward reversal" and "forward design", the IURC forms a mutual promotion and feedback mechanism in the upstream and downstream of the innovation chain, which has become an important collaborative model and institutional arrangement for latecomer countries to enhance the indigenous technological innovation capability and promote the catch-up of industrial core technologies;(3) The couplings and interactions between the university-oriented "knowledge creation system" and the industry-oriented "knowledge utilisation system" have promoted the two-way flow of scientific, technological and product knowledge between them, which helps to promote the upgrading and development of industrial technological capability. As a result, the core technological capability of industrial sectors has leapfrogged from production-specific technological capability to common platform technological capability and then to basic technological capability, thus supporting the catching-up of industrial core technologies in latecomer countries. This study is of great practical significance for latecomer countries to harness IURC to help the industrial sector catch up in core technologies.